Chief Compliance Officer Jobs in USA, Latest Chief Compliance Officer Jobs in USA

Chief Compliance Officer To $125K Milwaukee, WI Job # 3141Who We AreThe Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL amp; San Antonio, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a

Aristotle Exchange (AIEX) offers an exciting career opportunity that mixes politics, events, business, finance, and technology. We aim to be the world's largest political event exchange managing billions of trades in event contracts.Everyone at Aristotle Exchange is focused on our vision to transform how individuals can predict event outcomes and make money at the same time through head over heart investing in outcomes of mainly political events. Aristotle Exchange expects to become the largest

Aristotle Exchange (AIEX) offers an exciting career opportunity that mixes politics, events, business, finance, and technology. We aim to be the world's largest political event exchange managing billions of trades in event contracts.Everyone at Aristotle Exchange is focused on our vision to transform how individuals can predict event outcomes and make money at the same time through head over heart investing in outcomes of mainly political events. Aristotle Exchange expects to become the largest

We are seeking an experienced Chief Compliance Officer to join our team. The Chief Compliance Officer will be responsible for ensuring regulatory compliance, staying up-to-date on changes to laws and regulations, and developing compliance policies and procedures. This person will also be instrumental in helping to guide founders and their teams through the legal filing process necessary to offer securities and maintain compliance with regulatory requirements. The deal candidate will possess a st

Since 1999, our client has provided corporate clients with the best foreign exchange (FX) and international payment solutions in the industry. Our client guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in main-line business media such as The Wall Street Journal, Reuters, Bloomberg, and CNBC. Our client is looking for a Chief Compliance Officer to examine, evaluate, and investig

Access TeleCare is the leading national provider of acute telemedicine technology and solutions to hospitals, health systems, post-acute providers, physician networks, and value-based care organizations since 2004. Built on proven and scalable infrastructure as an enterprise-wide solution, Access technology platform, Telemed IQ, rapidly deploys and seamlessly optimizes telemedicine programs across the continuum of care. Access provides a supportive and dedicated partner presence, virtually deliv

The PositionOur bank client is seeking to fill a Chief Compliance Officer role in the Lugoff, SC market. The successful candidate will be responsible for planning, organizing, and controlling the bank’s day-to-day administrative, lending, and operational compliance activities and collaborating with Internal Audit in the overall administration of these directives for the bank. The candidate will be responsible for developing, implementing, and administering all aspects of the bank’s compliance ma

The GC/CCO will be responsible for legal and compliance matters in Ascendis Pharma’s US operations. The GC/CCO will manage and oversee a team of legal and compliance professionals and will be responsible for business conduct in accordance with Ascendis Pharma’s global legal and compliance framework. The ideal candidate will possess attributes that allow them to fulfil the following responsibilities:- Compliance- Oversee the development, adaptation, implementation, monitoring and maintenance of c

Seeking a Chief Compliance Officer with experience forming a Broker/Dealer to be based out of our NYC office. Landa is democratizing the real estate investment space and growing quickly, and we’re looking for an experienced executive with a FINRA / BD / ATS background who’s ready to help build a startup. Requirements- A minimum of 8 years experience as a compliance professional at a broker-dealer or regulator (diversity of experience strongly preferred) - Active Series 7 and 24, 27, 63, 7

About BestEx ResearchBestEx Research is a financial technology and research firm specializing in building sophisticated execution algorithms and transaction cost modeling tools servicing multiple asset classes. BestEx Research is also an agency broker for performing equity transactions and an introducing broker for performing futures transactions. The firm provides its services to performance-demanding hedge funds, CTAs, asset managers, and banks through a traditional electronic broker and in a

About YieldstreetYieldstreet is building the largest global digital wealth management platform to change the way wealth is created. With an investor-first approach, our investor community builds a diversified portfolio of investments outside of the stock market to generate passive income. Yieldstreet is giving unprecedented access to asset classes such as Fine Art, Real Estate, Marine, Legal amp; Private Business Credit. We’re headquartered in New York City with offices in Miami, Boston, Brazil,

Arena Investors, LP ("Arena") is a global investment management firm that seeks to generate attractive risk adjusted, consistent and uncorrelated returns by employing a fundamentals based, asset-oriented financing and investing strategy across the entire credit spectrum in areas where conventional sources of capital are scarce. Arena specializes in off-the-run, stressed, distressed, illiquid and esoteric special situation transactions through originations and acquisitions of asset-oriented inves

We are seeking a General Counsel amp; Chief Compliance Officer to join as the founding member of our legal team. This role will report to the CEO and be part of the company’s leadership team. As our General Counsel and CCO, you will be responsible for leading and scaling the legal/compliance team and serving as a strategic business partner to the executive team. You will be a deeply strategic manager of time and people, and will work cross-functionally with several areas of the business to build

ABOUT USNextCapital is the leader in enterprise digital advice. NextCapital partners with world-class institutions to deliver personalized planning and managed accounts to individual investors, whether they’re saving for retirement in a 401(k) or IRA or investing in a taxable brokerage account. Our open-architecture digital advice solution provides better outcomes for our partners and individual investors by offering integrated account aggregation, analytics, planning and portfolio management, a